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Securities Lawyers
Where HD Faculty is called upon to provide its financial products and/or services in respect to a given client that requires it to prepare and deliver special purposes vehicles, which will require engagement of securities Lawyers, from time to time, the designated team of securities lawyers shall use the below-cited scope of work and the typical duties and responsibilities as the basic point of reference in this regard.
 
Scope of Work
The scope of work of our designated securities attorneys, includes, but is not limited to representation of HD Faculty and its stakeholders at all times. The designated team of lawyers shall ensure that HD Faculty is represented worldwide against misrepresentations, commission churning, unsuitable investments, unauthorized transactions, execution failures, excessive mark-ups, disappearing funds, botched transfers, selling away from firms, unregistered brokers, unregistered securities, improper margin liquidations, broker bribes, fraudulent research and acts, "boiler room" sales practices and other wrongful acts. In addition, they shall ensure that HD Faculty and its clients are protected and are properly represented pertaining to stocks, bonds, "penny" stocks, "junk" bonds, options, warrants, commodities, mutual funds, limited partnerships, derivative securities, documentary credits, irrevocable payment orders, guarantee investment instruments, and other investment instruments activities.
 

 

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